Answer: A. A person who has directed advice relating to securities to 6 individuals in that state within the past 12 months, even though he has no place of business within the state.
C) A person who limits advisory services exclusively to issuers of securities in that state while maintaining no office therein
D) A person whose home office is in the state and who manages less than $90 million in assets
Explanation:
Investment advisers are the individuals who makes recommendations on investment or helps in conducting security analysis in exchange for a fee.
It should be noted that under current law, the people who will be required to register as an investment adviser in a state must have given investment advise to people in the state within the past 12 months and also have their home office in that particular state.
Based on the information, the correct answers are A, C and D.
Answer:
True.
Explanation:
Ethics is the way of learning proper behavior as an individual. It not only makes a person Ethical but also worth of living in society.
Before creating the framework, we should have practical knowledge, real-life experience, planned methods for creation and all facts related to it.
Ethics teaches us how to identify what is wrong and right, fair and unfair, etc.
It makes us a valuable person and also teaches us how to develop a communicative organization.
Review by the US Supreme Court of the constitutional validity of a legislative act.(in the UK) a procedure by which a court can review an administrative action by a public body and (in England) secure a declaration, order, or award.plural noun: <span>judicial reviews</span>
Answer:
judicial arrogance
Explanation:
Judicial arrogance refers to the irresponsible actions displayed by members of the justice department simply because they has the power to incorporate punishment to other citizens, making the citizens scared to oppose them event if they are making a violation.
This can be seen in judge Jones' actions. The most likely reason He constantly disrespect other people and wasting their time is because he know that there is very little chance he can get a consequences for his actions due to the position that the held as a judge.
Answer:true
Explanation: philosophers mostly look at what religion is all about , what are the beliefs and what are the issues that concern particular religion but this has nothing to do with the actual faith or there is no depending on faith on that research or analysis that philosophy provides.