Securities traded on the midwest (Chicago) stock exchange are not exempt from the Registration requirement of the uniform securities act.
Terms used in this sentence D; The Uniform Securities Act exempts industrial loan association issues. insurance company questions; federal credit union issues; banking, savings, and loans (among others).
The act includes securities issued by Savings and Loans. Municipal bonds, including corporate income bonds. Securities of publicly traded companies (“good company” exceptions).
Certain types of securities traded and certain transactions are considered exempt from registration requirements by the SEC. Tax-Exempt Securities - Common types of tax-exempt securities include government bonds, bank securities, high-grade bonds, not-for-profit securities, and insurance policies.
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