Answer for 10 and 11
10. Yes
11. Code
A: TRUR
how do I know
I took the test.
Answer and Explanation:
Under the Uniform Securities Act, the limited registration provision available to Canadian broker-dealers and their agents permit such broker-dealers to conduct businesses with interested people who reside in Canada; in addition, broker-dealers can also conduct businesses with Canadians who plan to reside in the state on a temporary basis, and whom they were already familiar with, prior to the time they came to the United States.
A, freedom of speech because it’s the first amendment right for people to be able to speak without opposition or penalty
